End-to-End Risk Mitigation Implemented Under Tight Timelines

The Challenge

Our client was challenged with meeting GRC standards and SOX compliance to ensure risk management and regulatory approval.

TSG’s Impact

Delivered full GRC compliance, Protected ten million customers, Scaled teams in under 30 days

Objectives

A leading financial services company was in the midst of a major merger and faced critical challenges related to Global Risk and Compliance (GRC) and Sarbanes-Oxley Act (SOX) implementation. They needed urgent support to test and meet compliance standards while managing risks, all within a 30-day deadline.

Solution

The Select Group (TSG) rapidly scaled a skilled team, developed customized testing plans, and performed risk assessments and control testing. By delivering end-to-end compliance solutions and process improvements, TSG enabled the client to meet tight timelines and ensure security for over 10 million customers.

Benefits

Compliance Success

TSG ensured the client met GRC and SOX standards, crucial for the merger’s success.

Rapid Scaling

TSG quickly assembled cross-functional teams, enabling the client to meet tight deadlines.

Risk Mitigation

TSG proactively reduced risks by implementing thorough control testing and assessments.

Process Improvements

TSG introduced business process improvements that optimized post-merger operations.